SFC Licences of YIM Wing Yu 嚴穎瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Atlantic Asset Management Limited 大西洋資產管理有限公司 | RE | 9 | 27 August 2019 | 30 April 2022 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 | RE | 5 | 16 April 2019 | 28 June 2019 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 | RE | 2 | 09 April 2019 | 28 June 2019 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 27 March 2018 | 29 March 2019 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 07 March 2018 | 29 March 2019 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 18 January 2018 | 29 March 2019 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 05 February 2016 | 20 November 2017 |