SFC Licences of CHEN Lei 陳磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 27 September 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 23 June 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 June 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 17 December 2019 | 28 May 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 17 December 2019 | 28 May 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 18 February 2016 | 22 August 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 February 2016 | 22 August 2019 |