SFC Licences of AI Zhongcheng 艾仲承

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 16 June 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 16 June 2022
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 26 June 2017 18 February 2022
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 26 June 2017 18 February 2022
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 18 February 2016 25 June 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 18 February 2016 25 June 2017