SFC Licences of YANG Tian 楊天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 25 April 2019
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 26 June 2017
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 26 June 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 22 February 2016 25 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 22 February 2016 25 June 2017