SFC Licences of YIU Wai Lam 姚瑋霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 9 | 18 January 2021 | |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 April 2020 | |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 20 April 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 June 2019 | 19 March 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 March 2019 | 19 March 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 February 2016 | 02 October 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 February 2016 | 11 September 2018 |