SFC Licences of WILKIE Robert Malcolm

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 06 November 2023 10 November 2023
UBS Securities Asia Limited RE 1 06 December 2019 11 December 2019
UBS Securities Asia Limited RE 1 04 April 2019 12 April 2019
UBS Securities Asia Limited RE 1 06 April 2018 13 April 2018
UBS Securities Asia Limited RE 1 12 October 2017 20 October 2017
UBS Securities Asia Limited RE 1 09 March 2017 17 March 2017
UBS Securities Asia Limited RE 1 05 May 2016 13 May 2016
UBS Securities Asia Limited RE 1 26 February 2016 05 March 2016