SFC Licences of WILKIE Robert Malcolm
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 06 November 2023 | 10 November 2023 |
UBS Securities Asia Limited | RE | 1 | 06 December 2019 | 11 December 2019 |
UBS Securities Asia Limited | RE | 1 | 04 April 2019 | 12 April 2019 |
UBS Securities Asia Limited | RE | 1 | 06 April 2018 | 13 April 2018 |
UBS Securities Asia Limited | RE | 1 | 12 October 2017 | 20 October 2017 |
UBS Securities Asia Limited | RE | 1 | 09 March 2017 | 17 March 2017 |
UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 13 May 2016 |
UBS Securities Asia Limited | RE | 1 | 26 February 2016 | 05 March 2016 |