SFC Licences of SNEATH David William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 07 May 2021 | 16 February 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 May 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 19 April 2021 | 16 February 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 19 April 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 12 February 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 12 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 March 2016 | 12 February 2021 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 March 2016 | 10 October 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 01 March 2016 | 10 October 2016 |