SFC Licences of HUNG (NISHIMURA) Rika
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 20 October 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 20 October 2023 | |
| UBS Securities Asia Limited | RE | 1 | 05 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 26 September 2016 | 05 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 29 February 2016 | 16 March 2016 |