SFC Licences of LI Nailin 李乃霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 06 September 2019 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 22 February 2017 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 22 February 2017 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 29 February 2016 | 10 February 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 29 February 2016 | 10 February 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 29 February 2016 | 10 February 2017 |