SFC Licences of LAU Tat Wai 劉達威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 28 September 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 28 September 2021
CMBC Securities Company Limited 民銀證券有限公司 RE 1 16 July 2018 20 August 2021
CMBC International Capital Limited 民銀資本有限公司 RE 6 17 May 2018 20 August 2021
CMBC International Capital Limited 民銀資本有限公司 RE 1 17 May 2018 20 August 2021
China Everbright Capital Limited 中國光大融資有限公司 RE 1 05 June 2017 02 May 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 05 June 2017 02 May 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 4 05 June 2017 02 May 2018
VBG Capital Limited 建泉融資有限公司 RE 6 08 March 2016 05 May 2017