SFC Licences of LAU Tat Wai 劉達威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 28 September 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 28 September 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 16 July 2018 | 20 August 2021 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 17 May 2018 | 20 August 2021 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 17 May 2018 | 20 August 2021 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 05 June 2017 | 02 May 2018 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 4 | 05 June 2017 | 02 May 2018 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 05 June 2017 | 02 May 2018 |
| VBG Capital Limited 建泉融資有限公司 | RE | 6 | 08 March 2016 | 05 May 2017 |