SFC Licences of LI Zhe 李哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 22 August 2022 | 12 December 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 August 2022 | 12 December 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 August 2022 | 12 December 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 August 2022 | 12 December 2022 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 31 January 2022 | 23 May 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 26 January 2022 | 23 May 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 27 December 2019 | 12 October 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 25 April 2016 | 15 December 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 April 2016 | 15 December 2017 |