SFC Licences of YUAN Xiaoxi 袁小茜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Matrix Securities Limited 矩陣證券有限公司 RO 1 05 March 2021 07 March 2023
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 9 14 January 2020
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 4 14 January 2020
Matrix Securities Limited 矩陣證券有限公司 RE 1 22 December 2017 05 March 2021
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 9 25 October 2017 14 January 2020
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 4 25 October 2017 14 January 2020
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 15 March 2016 06 March 2017