SFC Licences of YUAN Xiaoxi 袁小茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Matrix Securities Limited 矩陣證券有限公司 | RO | 1 | 05 March 2021 | 07 March 2023 |
Matrix Asset Management Limited 矩陣資產管理有限公司 | RO | 9 | 14 January 2020 | |
Matrix Asset Management Limited 矩陣資產管理有限公司 | RO | 4 | 14 January 2020 | |
Matrix Securities Limited 矩陣證券有限公司 | RE | 1 | 22 December 2017 | 05 March 2021 |
Matrix Asset Management Limited 矩陣資產管理有限公司 | RE | 9 | 25 October 2017 | 14 January 2020 |
Matrix Asset Management Limited 矩陣資產管理有限公司 | RE | 4 | 25 October 2017 | 14 January 2020 |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 15 March 2016 | 06 March 2017 |