SFC Licences of CHANG HOCKY 張賀喬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 16 July 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 July 2018 | |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 27 October 2017 | 29 June 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 27 October 2017 | 29 June 2018 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 04 October 2016 | 13 October 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 March 2016 | 13 October 2017 |