SFC Licences of CAMPOS DIAZ Adrian Giancarlo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 10 January 2020 | |
| UBS Securities Asia Limited | RE | 1 | 10 January 2020 | |
| UBS Securities Asia Limited | RE | 1 | 20 September 2019 | 26 September 2019 |
| UBS Securities Asia Limited | RE | 1 | 20 June 2019 | 27 June 2019 |
| UBS Securities Asia Limited | RE | 1 | 28 March 2019 | 02 April 2019 |
| UBS Securities Asia Limited | RE | 1 | 18 October 2018 | 23 October 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 June 2018 | 20 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 30 August 2017 | 06 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 11 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 04 August 2016 | 11 August 2016 |
| UBS Securities Asia Limited | RE | 1 | 15 March 2016 | 19 March 2016 |