SFC Licences of LU Xiao 魯曉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 23 November 2018 | 23 September 2022 |
| Huarong International Securities Limited 華融國際證券有限公司 | RO | 4 | 29 August 2018 | 23 September 2022 |
| Huarong International Asset Management Limited 華融國際資產管理有限公司 | RO | 9 | 02 March 2017 | 23 September 2022 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 28 November 2016 | 23 November 2018 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 28 November 2016 | 29 August 2018 |
| Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 28 November 2016 | 02 March 2017 |
| Fosun Asset Management Limited 復星資產管理有限公司 | RE | 9 | 10 March 2016 | 04 November 2016 |
| Fosun Asset Management Limited 復星資產管理有限公司 | RE | 4 | 10 March 2016 | 04 November 2016 |