SFC Licences of LAU Sze Ki 劉詩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 15 January 2018 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 March 2016 | 11 November 2017 |