SFC Licences of GU Hao 顧昊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 28 October 2021 | 22 July 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 October 2021 | 22 July 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 October 2021 | 22 July 2022 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 02 July 2020 | 03 September 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 17 July 2017 | 03 September 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 17 July 2017 | 03 September 2021 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 18 March 2016 | 05 July 2017 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 18 March 2016 | 05 July 2017 |