SFC Licences of WONG Tung Yuen 王東源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 | RE | 6 | 15 March 2022 | 11 September 2023 |
Goldlink Securities Limited 金聯證券有限公司 | RE | 1 | 15 March 2022 | 11 September 2023 |
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 16 April 2021 | 06 February 2022 |
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 16 April 2021 | 06 February 2022 |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 07 September 2020 | 22 March 2021 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 26 August 2020 | 22 March 2021 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 17 July 2019 | 03 June 2020 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 13 November 2018 | 28 March 2019 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 16 March 2016 | 28 March 2019 |
Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 16 March 2016 | 28 March 2019 |