SFC Licences of WONG Tung Yuen 王東源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 RE 6 15 March 2022 11 September 2023
Goldlink Securities Limited 金聯證券有限公司 RE 1 15 March 2022 11 September 2023
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 16 April 2021 06 February 2022
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 16 April 2021 06 February 2022
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 07 September 2020 22 March 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 26 August 2020 22 March 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 17 July 2019 03 June 2020
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 13 November 2018 28 March 2019
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 16 March 2016 28 March 2019
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 16 March 2016 28 March 2019