SFC Licences of LUO Yang 羅揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 December 2021 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 27 November 2020 | 19 November 2021 |
| UBS Securities Asia Limited | RE | 4 | 04 November 2019 | 28 October 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 25 February 2019 | 24 September 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 March 2016 | 26 January 2019 |