SFC Licences of DU Yao 杜瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 22 September 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 22 September 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 4 | 02 August 2019 | 22 September 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 02 August 2019 | 22 September 2023 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 05 April 2016 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 14 March 2016 | 02 August 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 14 March 2016 | 02 August 2019 |