SFC Licences of WOO Ka Man Sara 胡嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 31 January 2018 | 15 June 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 31 January 2018 | 15 June 2022 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 22 March 2016 | 25 July 2017 |