SFC Licences of WONG Wai Wan 王慧雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 26 April 2018 | 14 February 2024 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 26 April 2018 | 14 February 2024 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 March 2018 | 14 February 2024 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 30 October 2017 | 31 December 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 05 April 2016 | 16 July 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 05 April 2016 | 16 July 2017 |