SFC Licences of XIE Meiqi 謝美琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 20 September 2022 | |
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 20 September 2022 | |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 11 May 2022 | 26 June 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 30 December 2021 | 26 June 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 December 2021 | 26 June 2022 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 01 August 2018 | 29 October 2021 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 01 August 2018 | 29 October 2021 |
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 | RE | 1 | 30 December 2016 | 08 July 2018 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 18 March 2016 | 30 December 2016 |