SFC Licences of LO Wai On 盧偉安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2016 | 04 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2016 | 04 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2016 | 04 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 01 April 2016 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 01 April 2016 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 01 April 2016 | 01 August 2017 |