SFC Licences of GUO Shuang 郭瀧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 March 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 March 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 25 September 2017 01 March 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 25 September 2017 01 March 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 25 September 2017 01 March 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 25 September 2017 01 March 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 25 September 2017 01 March 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 25 September 2017 01 March 2018
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 25 September 2017 01 March 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 15 February 2017 01 March 2018
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 14 April 2016 01 March 2018