SFC Licences of LIAO Weiyi 廖維懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 09 May 2017 | 02 November 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 09 May 2017 | 02 November 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 31 March 2016 | 19 April 2017 |