SFC Licences of LI Waner 李婉儿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 20 November 2017 31 May 2019
J.P. Morgan Securities (Far East) Limited RE 4 20 November 2017 31 May 2019
J.P. Morgan Securities (Far East) Limited RE 1 20 November 2017 31 May 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 05 April 2016 29 May 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 05 April 2016 29 May 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 05 April 2016 29 May 2017