SFC Licences of LI Waner 李婉儿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 20 November 2017 | 31 May 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 20 November 2017 | 31 May 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 20 November 2017 | 31 May 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 April 2016 | 29 May 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 April 2016 | 29 May 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 April 2016 | 29 May 2017 |