SFC Licences of SHEN Dai 沈岱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 26 May 2020 | 28 February 2022 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 26 May 2020 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 May 2016 | 10 December 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 09 May 2016 | 10 December 2019 |