SFC Licences of MARTIN Troy Richard William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 30 September 2019 | |
| UBS Securities Hong Kong Limited | RE | 2 | 30 September 2019 | |
| UBS Securities Hong Kong Limited | RE | 1 | 30 September 2019 | |
| UBS Securities Asia Limited | RE | 2 | 30 September 2019 | |
| UBS Securities Asia Limited | RE | 1 | 30 September 2019 | |
| UBS Securities Asia Limited | RE | 1 | 18 October 2018 | 26 October 2018 |
| UBS Securities Asia Limited | RE | 1 | 28 August 2017 | 02 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 06 April 2016 | 13 April 2016 |