SFC Licences of CHAN Kwok Yan 陳幗炘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 15 November 2018 | 05 June 2019 |
Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 15 November 2018 | 05 June 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 05 April 2016 | 07 August 2018 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 05 April 2016 | 07 August 2018 |