SFC Licences of CHANG Shu Pei 張書沛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 29 November 2021 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 07 January 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 07 January 2019 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 14 November 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 14 November 2018 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 16 March 2017 | 16 October 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 March 2017 | 16 October 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 06 April 2016 | 13 March 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 April 2016 | 13 March 2017 |