SFC Licences of CHANG Shu Pei 張書沛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan FX Limited 國泰君安外匯有限公司
RE 3 29 November 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 07 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 07 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 14 November 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 14 November 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 16 March 2017 16 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 16 March 2017 16 October 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 06 April 2016 13 March 2017