SFC Licences of LI Jiewen 李潔文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 09 August 2017 22 April 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 09 August 2017 22 April 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 12 April 2016 12 April 2017