SFC Licences of LI Jiewen 李潔文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 09 August 2017 | 22 April 2022 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 August 2017 | 22 April 2022 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 April 2016 | 12 April 2017 |