SFC Licences of XIAO Yang 肖阳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIF Asset Management Limited 混沌天成國際資產管理有限公司 | RE | 9 | 02 April 2019 | 24 March 2021 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 24 October 2017 | 22 October 2018 |
| SPQ Asia Capital Limited | RE | 9 | 03 November 2016 | 04 October 2017 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 11 April 2016 | 29 July 2016 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 11 April 2016 | 29 July 2016 |