SFC Licences of LAU Shing Yan 劉承恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blue Lotus Capital Advisors Limited 藍蓮花資本顧問有限公司 | RE | 4 | 08 July 2021 | 14 January 2022 |
| Janchor Partners Limited | RE | 9 | 15 November 2019 | 11 February 2020 |
| UBS Securities Asia Limited | RE | 1 | 14 April 2016 | 19 September 2019 |