SFC Licences of CHIAO Wei-Wen 焦威文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Expedition Securities Limited 遠征證券有限公司 | RO | 9 | 20 December 2023 | |
Expedition Securities Limited 遠征證券有限公司 | RO | 4 | 20 December 2023 | |
Expedition Securities Limited 遠征證券有限公司 | RO | 1 | 20 December 2023 | |
SINOIF International Futures Limited 中金匯理國際期貨有限公司 | RO | 9 | 02 January 2020 | 31 October 2022 |
SINOIF International Futures Limited 中金匯理國際期貨有限公司 | RO | 4 | 02 January 2020 | 31 October 2022 |
WeShare Asset Management Limited 新分享資產管理有限公司 | RO | 9 | 07 August 2018 | 30 November 2019 |
WeShare Asset Management Limited 新分享資產管理有限公司 | RO | 4 | 07 August 2018 | 30 November 2019 |
RIME Capital Limited 霧凇資本有限公司 | RO | 9 | 03 March 2017 | 15 January 2018 |
RIME Capital Limited 霧凇資本有限公司 | RO | 4 | 03 March 2017 | 15 January 2018 |
BOA Global Asset Management Limited 亞銀環球資產管理有限公司 | RO | 9 | 13 July 2016 | 15 February 2017 |
BOA Global Asset Management Limited 亞銀環球資產管理有限公司 | RO | 4 | 13 July 2016 | 15 February 2017 |