SFC Licences of XU Yingxin 徐穎昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 August 2019 09 June 2023
CLSA Limited 中信里昂證券有限公司 RE 4 02 May 2018 15 June 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 14 April 2016 15 March 2018