SFC Licences of XU Yingxin 徐穎昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 August 2019 | 09 June 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 02 May 2018 | 15 June 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 April 2016 | 15 March 2018 |