SFC Licences of ZHENG Xiaoqiu 鄭曉秋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 4 | 25 October 2016 | 28 February 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 1 | 25 October 2016 | 28 February 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 13 April 2016 | 28 February 2019 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 13 April 2016 | 28 February 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 13 April 2016 | 25 October 2016 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 13 April 2016 | 25 October 2016 |