SFC Licences of KWAN Man Yee 關文懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 04 August 2021 | |
| Goldhorse Capital Management (HK) Limited | RE | 1 | 11 June 2020 | 30 June 2021 |
| Goldhorse Capital Management (HK) Limited | RO | 4 | 27 February 2019 | 30 June 2021 |
| Goldhorse Capital Management (HK) Limited | RO | 1 | 27 February 2019 | 11 June 2020 |
| Goldhorse Capital Management (HK) Limited | RE | 9 | 16 May 2018 | 30 June 2021 |
| Cynergy Asset Management Limited | RE | 9 | 12 July 2017 | 30 April 2018 |
| Cynergy Asset Management Limited | RE | 4 | 12 July 2017 | 30 April 2018 |
| SP Securities Limited 中盈證券有限公司 | RO | 9 | 31 March 2017 | 02 July 2017 |
| SP Securities Limited 中盈證券有限公司 | RE | 4 | 19 April 2016 | 02 July 2017 |
| SP Securities Limited 中盈證券有限公司 | RE | 1 | 19 April 2016 | 02 July 2017 |
| China Silver Asset Management (Hong Kong) Limited | RE | 9 | 19 April 2016 | 31 March 2017 |