SFC Licences of CHUNG Ho Yee 鍾可兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 2 | 13 December 2019 | 03 September 2020 |
Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 1 | 13 December 2019 | 03 September 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 18 December 2017 | 09 August 2019 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 December 2017 | 09 August 2019 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 22 April 2016 | 26 November 2017 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 22 April 2016 | 26 November 2017 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 22 April 2016 | 26 November 2017 |