SFC Licences of NG Cheuk Hang, Kenneth 吳卓衡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 RE 2 04 December 2017 31 October 2019
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 RE 1 04 December 2017 31 October 2019
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 25 September 2017 17 November 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 25 September 2017 17 November 2017
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 13 February 2017 17 November 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 February 2017 17 November 2017
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 27 April 2016 27 January 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 18 April 2016 27 January 2017