SFC Licences of NG Cheuk Hang, Kenneth 吳卓衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RE | 2 | 04 December 2017 | 31 October 2019 |
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RE | 1 | 04 December 2017 | 31 October 2019 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 25 September 2017 | 17 November 2017 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 25 September 2017 | 17 November 2017 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 13 February 2017 | 17 November 2017 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 February 2017 | 17 November 2017 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 27 April 2016 | 27 January 2017 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 April 2016 | 27 January 2017 |