SFC Licences of LI Tianyi 李天一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 07 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 15 April 2016 19 August 2017