SFC Licences of LI Tianyi 李天一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RE | 1, 4 | 07 September 2017 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 4 | 15 April 2016 | 19 August 2017 |