SFC Licences of LIU Jingting 劉婧婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 10 February 2021 20 June 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
CLSA Limited 中信里昂證券有限公司
RE 4 23 July 2019 11 December 2020
CLSA Limited 中信里昂證券有限公司
RE 1 24 June 2019 11 December 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 24 June 2019 11 December 2020
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 25 July 2017 06 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 4 21 April 2016 21 April 2017