SFC Licences of LIU Jingting 劉婧婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 February 2021 | 20 June 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 February 2021 | 20 June 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 February 2021 | 20 June 2022 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 July 2019 | 11 December 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 July 2019 | 11 December 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 June 2019 | 11 December 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 June 2019 | 11 December 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 25 July 2017 | 06 June 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 25 July 2017 | 06 June 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 April 2016 | 21 April 2017 |