SFC Licences of LU Yao 魯瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 05 October 2016 | 29 June 2018 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 05 October 2016 | 29 June 2018 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 15 April 2016 | 29 June 2018 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 15 April 2016 | 29 June 2018 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 15 April 2016 | 29 June 2018 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 15 April 2016 | 29 June 2018 |