SFC Licences of ZHANG Lu 張璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 12 November 2018 | 15 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 01 December 2017 | 15 December 2017 |
| UBS Securities Asia Limited | RE | 1 | 21 April 2016 | 29 April 2016 |