SFC Licences of PAN Yunxiu 潘云岫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yat Lung Securities Limited 壹隆證劵有限公司
RE 1 01 September 2021 14 June 2022
CMB International Securities Limited 招銀國際證券有限公司
RE 4 23 March 2018 14 June 2022
CMB International Securities Limited 招銀國際證券有限公司
RE 1 13 October 2017 14 June 2022
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 21 April 2016 24 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 21 April 2016 24 September 2017