SFC Licences of PAN Yunxiu 潘云岫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 08 July 2022 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 08 July 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 September 2021 | 14 June 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 23 March 2018 | 14 June 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 13 October 2017 | 14 June 2022 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 21 April 2016 | 24 September 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 21 April 2016 | 24 September 2017 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 21 April 2016 | 24 September 2017 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 21 April 2016 | 24 September 2017 |