SFC Licences of TE KLOOT Rowan James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Green Transition Partners Limited | RO | 9 | 27 July 2022 | 06 January 2023 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 09 June 2021 | 18 July 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 19 April 2016 | 12 November 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 April 2016 | 12 November 2018 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 19 April 2016 | 31 March 2017 |