SFC Licences of XU Chen 徐晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Torq Capital Management (HK) Limited | RE | 9 | 14 April 2022 | 30 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 27 April 2016 | 14 January 2022 |