SFC Licences of MOK Raymond 莫偉民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 September 2022 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 07 January 2019 | 28 August 2022 |
| Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 9 | 01 June 2016 | 14 December 2017 |
| Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 4 | 01 June 2016 | 14 December 2017 |
| Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 1 | 01 June 2016 | 14 December 2017 |