SFC Licences of WONG Ho Wai 黃浩瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC International Capital Limited 民銀資本有限公司 RE 6 23 August 2021
CMBC International Capital Limited 民銀資本有限公司 RE 1 23 August 2021
CMBC Securities Company Limited 民銀證券有限公司 RE 1 23 August 2021
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 19 December 2019 06 August 2021
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 19 December 2019 06 August 2021
Dakin Capital Limited 德健融資有限公司 RE 6 25 October 2018 30 November 2019
Octal Capital Limited 八方金融有限公司 RE 6 09 January 2017 14 October 2018
Octal Capital Limited 八方金融有限公司 RE 1 09 January 2017 14 October 2018
Success New Spring Capital Limited 實德新源資本有限公司 RE 6 24 May 2016 31 December 2016