SFC Licences of WONG Ho Wai 黃浩瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 23 August 2021 | |
CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 23 August 2021 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 23 August 2021 | |
Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 19 December 2019 | 06 August 2021 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 19 December 2019 | 06 August 2021 |
Dakin Capital Limited 德健融資有限公司 | RE | 6 | 25 October 2018 | 30 November 2019 |
Octal Capital Limited 八方金融有限公司 | RE | 6 | 09 January 2017 | 14 October 2018 |
Octal Capital Limited 八方金融有限公司 | RE | 1 | 09 January 2017 | 14 October 2018 |
Success New Spring Capital Limited 實德新源資本有限公司 | RE | 6 | 24 May 2016 | 31 December 2016 |