SFC Licences of XU Shaobo 許少波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zero2IPO Capital Limited 清科資本有限公司 | RO | 6 | 20 January 2022 | |
Zero2IPO Capital Limited 清科資本有限公司 | RE | 6 | 21 December 2021 | 20 January 2022 |
Zero2IPO Securities Limited 清科證券有限公司 | RE | 1 | 06 October 2021 | |
Fortune Financial Capital Limited 富強金融資本有限公司 | RO | 6 | 02 October 2019 | 21 June 2021 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 07 September 2018 | 21 June 2021 |
Fortune Financial Capital Limited 富強金融資本有限公司 | RE | 6 | 07 September 2018 | 02 October 2019 |
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 28 April 2016 | 26 August 2018 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 28 April 2016 | 26 August 2018 |